-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QM5sECdbQ3Aj1qjHQpGGYUVLv0bBeevL14FWsR5z25E0jz+Zhi5Uxaiu0nDtf9pI JY5DGtsydwfPn7iO1nvW0w== 0000950134-03-003884.txt : 20030313 0000950134-03-003884.hdr.sgml : 20030313 20030313172905 ACCESSION NUMBER: 0000950134-03-003884 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030313 GROUP MEMBERS: BESS C STEPHENS GROUP MEMBERS: BESS C STEPHENS TRUST GROUP MEMBERS: BRADBURY ENTERPRISES GROUP MEMBERS: CORAL PARTNERS GROUP MEMBERS: CORAL TWO CORP GROUP MEMBERS: CURTIS F BRADBURY JR GROUP MEMBERS: DOUGLAS H MARTIN GROUP MEMBERS: ELIZABETH ANN STEPHENS CAMPBELL REVOCABLE TRUST GROUP MEMBERS: ELIZABETH STEPHENS CAMPBELL GROUP MEMBERS: HARRIET C STEPHENS GROUP MEMBERS: HARRIET CALHOUN STEPHENS TRUST GROUP MEMBERS: J & J PARTNERS GROUP MEMBERS: JACKSON T STEPHENS GROUP MEMBERS: JACKSON T STEPHENS GRANDCHILDRENS TRUST AAAA GROUP MEMBERS: JACKSON T STEPHENS TRUST NO ONE GROUP MEMBERS: JACOBY ENTERPRISES INC GROUP MEMBERS: JOHN CALHOUN STEPHENS TRUST UID 12/01/87 GROUP MEMBERS: JON E M JACOBY GROUP MEMBERS: LAURA WHITAKER STEPHENS TRUST UID 12/28/90 GROUP MEMBERS: PAMELA DIANE STEPHENS GROUP MEMBERS: PAMELA DIANE STEPHENS TRUST ONE GROUP MEMBERS: VERNON J GISS GROUP MEMBERS: VOTING TRUST PURSUANT TO AGREEMENT DATED AS OF JUNE 8 1998 GROUP MEMBERS: W R STEPHENS JR REVOCABLE TRUST GROUP MEMBERS: WARREN & HARRIET STEPHENS CHILDERN'S TRUST GROUP MEMBERS: WARREN A STEPHENS GROUP MEMBERS: WARREN A STEPHENS TRUST GROUP MEMBERS: WARREN MILES AMERINE STEPHENS TRUST UID 9/10/86 GROUP MEMBERS: WILTON R STEPHENS JR SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: POWER ONE INC CENTRAL INDEX KEY: 0001042825 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 770420182 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-51761 FILM NUMBER: 03602953 BUSINESS ADDRESS: STREET 1: 740 CALLE PLANO CITY: CAMARILLO STATE: CA ZIP: 93012 BUSINESS PHONE: 8059878741 MAIL ADDRESS: STREET 1: 740 CALLE PLANO CITY: CAMARILLO STATE: CA ZIP: 93012 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STEPHENS GROUP INC CENTRAL INDEX KEY: 0001027804 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 710211822 STATE OF INCORPORATION: AR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 111 CENTER STREET STREET 2: STE 2300 CITY: LITTLE ROCK STATE: AR ZIP: 72201 BUSINESS PHONE: 5015772573 MAIL ADDRESS: STREET 1: 111 CENTER ST STREET 2: STE 2300 CITY: LITTLE ROCK STATE: AR ZIP: 72201 SC 13D/A 1 d03971a6sc13dza.txt AMENDMENT NO. 6 TO SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 1 of 39 Pages - -------------------------------------------------------------------------------- ---------------------------- OMB APPROVAL ---------------------------- OMB Number: 3235-0145 Expires: October 31, 1994 Estimated average burden hours per form . . . . 14.90 ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 6)* Power-One, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 739308 10 4 - -------------------------------------------------------------------------------- (CUSIP Number) David A. Knight, c/o Stephens Group, Inc., 111 Center Street, Little Rock, AR 72201, (501) 377-2000 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 13, 2003 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule including all exhibits. See Section 240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 2 of 39 Pages - -------------------------------------------------------------------------------- SCHEDULE 13D - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Voting trust pursuant to agreement dated as of June 8, 1998 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power 10,166,807 NUMBER OF -------------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY -------------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON -------------------------------------------------------- WITH 10 Shared Dispositive Power -0- - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 10,166,807 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 12.7 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 3 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Stephens Group, Inc. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [x] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power 78,000 NUMBER OF -------------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY 1,265,460 OWNED BY -------------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING 78,000 PERSON -------------------------------------------------------- WITH 10 Shared Dispositive Power 7,058,986 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 7,136,986 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 8.9 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) HC, CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 4 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Jackson T. Stephens Trust No. One - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF -------------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY -------------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON -------------------------------------------------------- WITH 10 Shared Dispositive Power 137,524 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 137,524 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.2 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 5 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Jackson T. Stephens - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power 200,000 NUMBER OF -------------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY -------------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING 200,000 PERSON -------------------------------------------------------- WITH 10 Shared Dispositive Power 487,736 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 487,736 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.6 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 6 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Warren A. Stephens - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power 147,982 NUMBER OF -------------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY 364,624 OWNED BY -------------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING 147,982 PERSON -------------------------------------------------------- WITH 10 Shared Dispositive Power 936,925 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 1,084,907 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 1.4 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 7 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Bess C. Stephens Trust - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF -------------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY -------------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON -------------------------------------------------------- WITH 10 Shared Dispositive Power 150,212 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 150,212 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.2 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 8 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Bess C. Stephens - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY 33,700 OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 716,525 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 716,525 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.9 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 9 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Vernon J. Giss - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 150,212 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 150,212 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.2 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 10 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Warren A. Stephens Trust - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power 2,166 NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING 2,166 PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 110,473 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 112,639 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.1 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 11 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Warren & Harriet Stephens Children's Trust - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power 2,168 NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING 2,168 PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 200,001 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 202,169 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.3 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 12 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Jon E.M. Jacoby - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power 251,835 NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY 499,624 OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING 251,835 PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 2,247,619 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 2,499,454 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 3.1 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 13 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Harriet Calhoun Stephens Trust - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power 2,166 NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING 2,166 PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 41,254 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 43,420 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.1 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 14 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Harriet C. Stephens - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power 2,166 NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING 2,166 PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 41,254 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 43,420 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.1 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 15 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Elizabeth Ann Stephens Campbell Revocable Trust - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power 2,100 NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING 2,100 PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 483,286 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 485,386 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.6 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 16 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Elizabeth Stephens Campbell - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power 2,100 NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY 2,100 OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING 2,100 PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 1,015,899 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 1,020,099 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 1.3 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 17 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) W. R. Stephens, Jr. Revocable Trust - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power 2,100 NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING 2,100 PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 524,789 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 526,889 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.7 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 18 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Wilton R. Stephens, Jr. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power 2,100 NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY 35,800 OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING 2,100 PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 1,091,102 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 1,095,302 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 1.4 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 19 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Jackson T. Stephens Grandchildren's Trust AAAA - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power -0- - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person -0- - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.0 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 20 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Pamela Diane Stephens Trust One - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power 2,100 NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING 2,100 PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 530,513 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 532,613 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.7 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 21 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Pamela Diane Stephens - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY 2,100 OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 532,613 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 532,613 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.7 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 22 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Warren Miles Amerine Stephens Trust UID 9/10/86 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 90,000 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 90,000 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.1 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 23 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) John Calhoun Stephens Trust UID 12/01/87 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 90,000 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 90,000 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.1 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 24 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Laura Whitaker Stephens Trust UID 12/28/90 - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 90,000 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 90,000 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.1 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 25 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) J & J Partners - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power -0- - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person -0- - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.0 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 26 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Jacoby Enterprises, Inc. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power 125,000 NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING 125,000 PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 295,451 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 420,451 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.5 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 27 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Coral Two Corporation - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 283,544 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 283,544 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.4 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 28 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Douglas H. Martin - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power 180,000 NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING 180,000 PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 77,835 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 257,835 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.3 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 29 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Curtis F. Bradbury, Jr. - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power 278,049 - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 278,049 - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.3 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 30 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Bradbury Enterprises - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power -0- - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person -0- - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.0 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 31 of 39 Pages - -------------------------------------------------------------------------------- 1 Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only) Coral Partners - -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (See Instructions) (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization Arkansas - -------------------------------------------------------------------------------- 7 Sole Voting Power -0- NUMBER OF --------------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY --------------------------------------------------- EACH 9 Sole Dispositive Power REPORTING -0- PERSON --------------------------------------------------- WITH 10 Shared Dispositive Power -0- - -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person -0- - -------------------------------------------------------------------------------- 12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [x] - -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.0 - -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 32 of 39 Pages - -------------------------------------------------------------------------------- This Amendment No. 6 amends and supplements the Schedule 13D initially filed by the Reporting Persons on June 11, 1998. It is being filed to report an increase in beneficial ownership of the common stock of Power-One, Inc. ("Power-One") owned by Stephens Group, Inc. Except as set forth below, there are no changes in the Schedule 13D. Capitalized terms not otherwise defined herein shall have the same meanings as defined in the Schedule 13D. ITEM 2. IDENTITY AND BACKGROUND Item 2 is hereby amended and supplemented by adding thereto the following: (c)(xii) In September 2002, the NASD accepted an offer of settlement in which Stephens Inc. consented to the entry of findings that in 2000 and 2001 it did not adequately comply with MSRB Rules G-12 and G-14 regarding the reporting of municipal securities trades to the National Securities Clearing Corporation. Stephens made changes to its systems and procedures to correct the problem and paid a $1,500 administrative penalty. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Item 5 is hereby amended by deleting the previous Item 5 and replacing it in its entirety with the following: (a) The table below discloses the ownership of the common stock of Power-One by the Reporting Persons and their respective directors and executive officers.
Percent of Number of Outstanding Name Shares Shares Voting Power Investment Power - ---- ---------- ----------- ------------ ----------------- Voting Trust pursuant to the Voting Trust Agreement 10,166,807 12.7 Sole: 10,166,807 -0- Stephens Group, Inc. 7,136,986 8.9 Sole: 78,000 Sole: 78,000 Shared: 1,265,460 Shared: 7,058,986 Jackson T. Stephens Trust No. One 137,524 0.2 -0- Shared: 137,524 Bess C. Stephens Trust 150,212 0.2 -0- Shared: 150,212 Warren A. Stephens Trust 112,639 0.1 Sole: 2,166 Sole: 2,166 Shared: 110,473 Warren & Harriet Stephens Children's Trust 202,169 0.3 Sole: 2,168 Sole: 2,168 Shared: 200,001 Harriet Calhoun Stephens Trust 43,420 0.1 Sole: 2,166 Sole: 2,166 Shared: 41,254 Elizabeth Ann Stephens Campbell Revocable Trust 485,386 0.6 Sole: 2,100 Sole: 2,100 Shared: 483,286 W. R. Stephens, Jr. Revocable Trust 526,889 0.7 Sole: 2,100 Sole: 2,100 Shared: 524,789 Jackson T. Stephens Grandchildren's Trust AAAA -0- -0- -0- -0- Pamela Diane Stephens Trust One 532,613 0.7 Sole: 2,100 Sole: 2,100 Shared: 530,513 Warren Miles Amerine Stephens Trust 90,000 0.1 -0- Shared: 90,000 John Calhoun Stephens Trust 90,000 0.1 -0- Shared: 90,000 Laura Whitaker Stephens Trust 90,000 0.1 -0- Shared: 90,000 Jackson T. Stephens(1) 487,736 0.6 Sole: 200,000 Sole: 200,000 Shared: 487,736 Warren A. Stephens(2) 1,084,907 1.4 Sole: 147,982 Sole: 147,982 Shared: 364,624 Shared: 936,925 Bess C. Stephens(3) 716,525 0.9 Shared: 35,800 Shared: 716,525 Vernon J. Giss(4) 150,212 0.2 -0- Shared: 150,212 Jon E.M. Jacoby(5) 2,499,454 3.1 Sole: 251,835 Sole: 251,835 Shared: Shared: 2,247,619 499,624 Harriet C. Stephens(6) 43,420 0.1 Sole: 2,166 Sole: 2,166 Shared: 41,254 Elizabeth Stephens Campbell(7) 1,020,099 1.3 Sole: 2,100 Sole: 2,100 Shared: 2,100 Shared: 1,015,899
- -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 33 of 39 Pages - --------------------------------------------------------------------------------
Percent of Number of Outstanding Name Shares Shares Voting Power Investment Power - ---- ---------- ----------- ------------ ----------------- Wilton R. Stephens, Jr.(8) 1,095,302 1.4 Sole : 2,100 Sole: 2,100 Shared: 35,800 Shared: 1,091,102 Pamela Diane Stephens(9) 532,613 0.7 Shared: 2,100 Shared: 532,613 J & J Partners -0- 0.0 -0- -0- Jacoby Enterprises, Inc. 420,451 0.5 Sole: 125,000 Sole: 125,000 Shared: 295,451 Coral Two Corporation 283,544 0.4 -0- Shared: 283,544 Douglas H. Martin(10) 257,835 0.3 Sole: 180,000 Sole: 180,000 Shared: 77,835 Curtis F. Bradbury, Jr. 278,049 0.3 -0- Shared: 278,049 Bradbury Enterprises -0- 0.0 -0- -0- I. Ernest Butler -0- 0.0 -0- -0- Coral Partners -0- 0.0 -0- -0- Craig D. Campbell 35,000 0.0 Sole: 35,000 Sole: 35,000 William Walker 2,500 0.0 Sole: 2,500 Sole: 2,500
(1) Includes 137,524 shares beneficially owned by Jackson T. Stephens Trust No. One and 150,212 shares beneficially owned by Bess C. Stephens Trust, of which Jackson T. Stephens is a trustee. Also includes 200,000 shares owned directly. (2) Includes 137,524 shares beneficially owned by Jackson T. Stephens Trust No. One, 112,639 shares beneficially owned by Warren A. Stephens Trust, 90,000 shares beneficially owned by each of Warren Miles Amerine Stephens Trust, John Calhoun Stephens Trust and Laura Whitaker Stephens Trust, and 88,208 shares owned by each of Grandchild's Trust One UID 12/16/85 and Grandchild's Trust Two UID 12/16/85, and 188,208 shares owned by Grandchild's Trust Three UID 12/89. Mr. Stephens is a trustee for each of these trusts. Also includes 200,120 shares beneficially owned by Stephens Inc. Custodian for Warren A. Stephens IRA. (3) Includes 150,212 shares beneficially owned by Bess C. Stephens Trust, 532,613 shares beneficially owned by Pamela Diane Stephens Trust One and 33,700 shares owned by W.R. Stephens, Jr. Children's Trust UID 3/1/95. Ms. Stephens is a trustee for each of these trusts. (4) Includes 150,212 shares beneficially owned by Bess C. Stephens Trust, of which Vernon J. Giss is a trustee. (5) Includes 88,208 shares owned by each of Grandchild's Trust One UID 12/16/85 and Grandchild's Trust Two UID 12/16/85, and 188,208 shares owned by Grandchild's Trust Three UID 12/89, 202,169 shares beneficially owned by Warren & Harriet Stephens Children's Trust UID 9/30/87, 245,322 shares beneficially owned by each of Nicolas M. Stephens Trust AAAA, Caroline A. Stephens Trust AAAA and J.T. Stephens III Trust AAAA, and 45,000 shares owned by each of Susan Stephens Campbell 1995 Trust UID 12/4/95, Craig D. Campbell, Jr. 1995 Trust UID 12/4/95 and Elizabeth Chisum Campbell 1995 Trust UID 12/4/95. Mr. Jacoby is a trustee for each of these trusts. Also includes 420,451 shares beneficially owned by Jacoby Enterprises, Inc., 283,544 shares beneficially owned by Coral Two Corporation, 30,566 shares owned by Delaware Charter Guarantee & Trust F/B/O Jon E.M. Jacoby Keogh, and 158,715 shares beneficially owned by Mr. Jacoby. Also includes 120,000 shares which may be acquired upon the exercise of options. Also includes 48,408 shares owned by Etablissement Landeco Vaduz over which Mr. Jacoby has a power of attorney. (6) Includes 43,420 shares beneficially owned by Harriet Calhoun Stephens Trust, of which Harriet C. Stephens is a trustee. Excludes shares beneficially owned by Harriet Calhoun Stephens' husband, Warren A. Stephens, listed in note (2) above. (7) Includes 485,386 shares beneficially owned by Elizabeth Ann Stephens Campbell Revocable Trust and 534,713 shares beneficially owned by Pamela Diane Stephens Trust One, of which Elizabeth Stephens Campbell is a trustee. Excludes shares beneficially owned by Ms. Campbell's husband, Craig D. Campbell. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 34 of 39 Pages - -------------------------------------------------------------------------------- (8) Includes 526,889 shares beneficially owned by W. R. Stephens, Jr. Revocable Trust and 534,713 shares beneficially owned by Pamela Diane Stephens Trust One, of which Wilton R. Stephens, Jr. is a trustee. Also includes 33,700 shares owned by W.R. Stephens, Jr. Children's Trust UID 3/1/95, of which Wilton R. Stephens, Jr. is a trustee. (9) Includes 534,713 shares beneficially owned by Pamela Diane Stephens Trust One, of which Pamela Diane Stephens is a trustee. (10) Includes 73,176 shares beneficially owned by Stephens Inc. Custodian for Douglas H. Martin IRA and 64,659 shares beneficially owned by Mr. Martin. Also includes 120,000 shares which may be acquired upon the exercise of options. (b) The table below discloses the beneficial ownership of common stock of Power-One by persons who may comprise a group with any of the Reporting Persons within the meaning of Rule 13-d(3) of the Exchange Act. The persons listed below expressly disclaim membership in any group pursuant to Regulation 13D.
Percent of Outstanding Name Number of Shares Shares - ---- ---------------- ----------- Stephens Inc. 570,309 0.7 Grandchild's Trust One 88,208 0.1 Grandchild's Trust Two 88,208 0.1 Grandchild's Trust Three 188,208 0.2 K. Rick Turner 6,600 0.0 C. Ray Gash 68,520 0.1 Robert L. Schulte 7,430 0.0 William S. Walker 500 0.0 Gordon D. Grender & Amanda F. Grender, JTWROS 235,224 0.3 Susan Stephens Campbell 1995 Trust 45,000 0.1 Craig D. Campbell, Jr. 1995 Trust 45,000 0.1 Elizabeth Chisum Campbell 1995 Trust 45,000 0.1 W. R. Stephens, Jr. Children's Trust 33,700 0.0
(c) The Voting Trustee expressly disclaims beneficial ownership of any securities covered by this Schedule 13D. (d) The acquisition or disposition of shares of Power-One common stock by certain of the Reporting Persons during the past sixty days is reported below. Unless otherwise noted all of such sales were effected in broker's transactions. (i) On January 31, 2003 Jon E.M. Jacoby was issued 4,667 shares at $4.92 by Power-One pursuant to a director's deferred compensation plan. (ii) On February 13, 2003, Stephens-DI/DT LLC received 1,265,460 shares of Power-One common stock in exchange for 1,875,000 shares of di/dt, Inc. ("di/di") Series A Preferred Stock and 6,250,000 shares of di/dt Series B Preferred Stock in connection with the acquisition of di/dt by Power-One. On the effective date of the transaction, the closing price of Power-One common stock was $4.64. Stephens Group, Inc. is the sole managing member of Stephens-DI/DT LLC. Warren A. Stephens Trust, Harriet C. Stephens Trust, Warren & Harriet Stephens Children's Trust, Warren Miles Amerine Stephens Trust, John C. Stephens Trust, Laura Whitaker Stephens Trust, Pamela Diane Stephens Trust One, W.R. Stephens, Jr. Revocable Trust, Jacoby Enterprises, J&J Partners, Curtis F. Bradbury and Douglas H. Martin are also members of Stephens-DI/DT LLC. - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 35 of 39 Pages - -------------------------------------------------------------------------------- (iii) During the past 60 days Jackson T. Stephens engaged in the following transactions in the common stock of Power-One. All purchases were effected in broker's transactions.
Date Trade Number of Shares Price ---- ----- ---------------- ----- 2/19/03 Purchase 55,000 4.9329 2/19/03 Purchase 10,000 4.85 2/24/03 Purchase 21,000 4.7425 2/23/03 Purchase 14,000 4.59 2/26/03 Gift 100,000 --
- -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 36 of 39 Pages - -------------------------------------------------------------------------------- SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March 13, 2003 -------------------------- STEPHENS GROUP, INC. By: /s/ Warren A. Stephens --------------------------------------- Warren A. Stephens President JACKSON T. STEPHENS TRUST NO. ONE By: /s/ Warren A. Stephens --------------------------------------- Warren A. Stephens, Trustee BESS C. STEPHENS TRUST By: /s/ Bess C. Stephens --------------------------------------- Bess C. Stephens, Trustee WARREN A. STEPHENS TRUST By: /s/ Warren A. Stephens --------------------------------------- Warren A. Stephens, Trustee WARREN & HARRIET STEPHENS CHILDREN'S TRUST By: /s/ Jon E.M. Jacoby --------------------------------------- Jon E.M. Jacoby, Trustee - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 37 of 39 Pages - -------------------------------------------------------------------------------- HARRIET CALHOUN STEPHENS TRUST By: /s/ Harriet C. Stephens --------------------------------------- Harriet C. Stephens, Trustee ELIZABETH ANN STEPHENS CAMPBELL REVOCABLE TRUST By: /s/ Elizabeth Stephens Campbell --------------------------------------- Elizabeth Stephens Campbell, Trustee W. R. STEPHENS, JR. REVOCABLE TRUST By: /s/ W.R. Stephens, Jr. --------------------------------------- Wilton R. Stephens, Jr., Trustee JACKSON T. STEPHENS GRANDCHILDREN'S TRUST AAAA By: /s/ Jon E.M. Jacoby --------------------------------------- Jon E.M. Jacoby, Trustee PAMELA DIANE STEPHENS TRUST ONE By: /s/ Pam Stephens --------------------------------------- Pamela Diane Stephens, Trustee - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 38 of 39 Pages - -------------------------------------------------------------------------------- WARREN MILES AMERINE STEPHENS TRUST By: /s/ Warren A. Stephens --------------------------------------- Warren A. Stephens, Trustee JOHN CALHOUN STEPHENS TRUST By: /s/ Warren A. Stephens --------------------------------------- Warren A. Stephens, Trustee LAURA WHITAKER STEPHENS TRUST By: /s/ Warren A. Stephens --------------------------------------- Warren A. Stephens, Trustee J&J PARTNERS By: /s/ Jon E.M. Jacoby ---------------------------------------- Jon E.M. Jacoby, Managing Partner JACOBY ENTERPRISES, INC. By: /s/ Jon E.M. Jacoby ---------------------------------------- Jon E.M. Jacoby, President CORAL TWO CORPORATION By: /s/ Jon E.M. Jacoby ---------------------------------------- Jon E.M. Jacoby, President CORAL PARTNERS By: /s/ Warren A. Stephens --------------------------------------- Warren A. Stephens, Partner - -------------------------------------------------------------------------------- CUSIP No. 739308 10 4 Page 39 of 39 Pages - -------------------------------------------------------------------------------- BRADBURY ENTERPRISES By: /s/ Curtis F. Bradbury, Jr. --------------------------------------- Curtis F. Bradbury, Jr., Partner /s/ Douglas H. Martin ------------------------------------------- Douglas H. Martin /s/ Curtis F. Bradbury, Jr. ------------------------------------------- Curtis F. Bradbury, Jr. /s/ Jackson T. Stephens ------------------------------------------- Jackson T. Stephens /s/ Warren A. Stephens ------------------------------------------- Warren A. Stephens /s/ Bess C. Stephens ------------------------------------------- Bess C. Stephens /s/ Vernon J. Giss ------------------------------------------- Vernon J. Giss /s/ Jon E.M. Jacoby ------------------------------------------- Jon E.M. Jacoby /s/ Harriet C. Stephens ------------------------------------------- Harriet C. Stephens /s/ Elizabeth Stephens Campbell ------------------------------------------- Elizabeth Stephens Campbell /s/ Wilton R. Stephens, Jr. ------------------------------------------- Wilton R. Stephens, Jr. /s/ Pamela Diane Stephens ------------------------------------------- Pamela Diane Stephens /s/ James B. Sommers ------------------------------------------- James Sommers, trustee pursuant to Voting Trust Agreement dated as of June 8, 1998 -----END PRIVACY-ENHANCED MESSAGE-----